The legal basis of the operation of the National Depository for Securities is laid down in the following legislation:
- Operating regulations:
- Act on Trading in Financial Instruments; Act on Public Offering, Conditions Governing the Introduction of Financial Instruments to Organised Trading, and Public Companies;
- Act on Capital Market Supervision;
Other Acts regulating the financial market including the Act on Settlement Finality in Payment and Securities Settlement Systems and the Rules of Oversight of these Systems;
- Act on Organisation and Operation of Pension Funds;
- Rules of the National Depository for Securities;
- Regulations issued on the basis of the NDS Rules:
- Detailed Rules of Operation of the National Depository for Securities;
- Registration Procedures of the National Depository for Securities – Annex to the Detailed Rules of Operation of the National Depository for Securities;
- Rules of the Court of Arbitration at the National Depository for Securities;
- Rules of the Settlement Guarantee Fund;
- Rules of the Guarantee Fund Securing the Clearing of Transactions Executed in the Alternative Trading System Organised by the Warsaw Stock Exchange;
- Rules of the Guarantee Fund Securing the Clearing of Transactions Executed in the Alternative Trading System Organised by BondSpot S.A.;
- Rules of Operation of the Compensation Scheme;
- Rules of Transfer Payments between Open-ended Pension Funds;
- National Depository for Securities Rules of Behaviour for Prevention of Introduction to Financial Trading by KDPW Clients of Assets Originating from Illegal or Undisclosed Sources and Financing of Terrorism;
- Rules of the Exchange Clearing House of the National Depository for Securities;
- Regulations issued under the Rules of the Exchange Clearing House of the National Depository for Securities: Detailed Rules of Establishing Collateral, Clearing and Settlement of Transactions Executed on the Warsaw Stock Exchange Commodity Market poee by the Exchange Clearing House of the National Depository for Securities;
2. Corporate regulations:
- Code of Commercial Companies;
- Statute of the National Depository for Securities;
- Rules of the General Meeting of the National Depository for Securities;
- Rules of the Supervisory Board of the National Depository for Securities;
- Rules of the Management Board of the National Depository for Securities;
- Organisational Rules of the National Depository for Securities.