Legal Principles of Operation
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Legal acts governing the operation of Krajowy Depozyt Papierów Wartościowych (KDPW) and its relations with participants:
1/ Legal acts governing trade in financial instruments:
- Act on Trading in Financial Instruments of 29 July 2005;,
- Act on Public Offering, ;Conditions Governing the Introduction of Financial Instruments to Organised Trading, and Public Companies of 29 July 2005;
- Act on Settlement Finality in Payment and Securities Settlement Systems and the Rules of Oversight of these Systems of 24 August 2001;
- Code of Commercial Companies and Partnerships;,
- Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories (EMIR), and the regulatory technical standards issued under the Regulation;,
- Rules of KDPW;
- Regulamin funduszu rozliczeniowego KDPW,
- Regulamin funduszu zabezpieczającego ASO KDPW,
- Detailed Rules of Operation of KDPW;,
- Registration Procedures of KDPW;,
- Trade Repository Rules;,
- Rules of registration and maintenance of legal entity identifiers by KDPW;
- Rules of the Court of Arbitration at KDPW; ,
- Rules of Operation of the Compensation Scheme..
2/ Legal acts governing operation of pension funds:
Legal acts governing corporate regulations:
- Act on Trading in Financial Instruments of 29 July 2005;
- Statute of KDPW;,
- Rules of the General Meeting of KDPW;
- Rules of the Supervisory Board of KDPW;
- Rules of the Management Board of KDPW;
- Organisational Rules of KDPW;
- other internal regulations of the Company, including the Conflict of Interest Prevention Policy and the Compliance Policy.
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Last modified:10-02-2016
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