Rules governing trade in financial instruments: |
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valid as of 24 April, 2017 |
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THE KDPW RULES
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Temporary reductions
Temporary reduction in the period from 1 January 2016 to 31 December 2017 inclusive:
- the fee for settlement of a transaction executed in organised trading and secured with the clearing guarantee fund, the KDPW clearing guarantee fund, the ATS guarantee fund or the KDPW ATS guarantee fund, performed on the basis of a settlement order indicating separate cash or non-monetary debit and credit positions arising from each underlying transaction (point 4.1.1 in the section “Fees charged to KDPW direct participants” of the Table of Fees attached in Appendix 1 to the Rules of Krajowy Depozyt Papierów Wartościowych), is reduced to PLN 0.8; and
- the special fee for causing suspension of settlement of a transaction executed in organised trading, or post-transaction settlement performed in connection with such a transaction, as a result of a shortage on the registration account or on the cash account of a participant (point 7.1 in the section “Fees charged to KDPW direct participants” of the Table of Fees attached in Appendix 1 to the Rules of Krajowy Depozyt Papierów Wartościowych) is reduced so that the fee for each day the shortage remains outstanding is not more than PLN 5,000.
Resolution No. 38/607/15 of the KDPW S.A. Supervisory Board dated 14 December 2015 amended by Resolution No. 23/632/16 dated 7 December 2016
Temporary fee waiver from 1 October 2016 to 31 December 2017, inclusively:
- The fee for the settlement of asset status change operations (point 4.5.1 in the section entitled “Fees charged to KDPW direct participants” of the Table of Fees, forming Appendix 1 to the KDPW Rules of Operation), when performing securities transfers onto special registration accounts used to hold securities designated by participants for the purpose of making automatic securities loans, as well as when performing securities transfers from such an account onto another registration account managed for a given participant.
Resolution No. 20/629/16 of the KDPW S.A. Supervisory Board dated 14 December 2015
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Executive resolutions:
Resolution No 623/2016 concerning securities which cannot be recorded in securities accounts or omnibus accounts maintained by Krajowy Depozyt Papierów Wartościowych
Resolution No 1000/2011 with amendments concerning the execution of payments arising from the settlement of transactions and other operations performed by Krajowy Depozyt Papierów Wartościowych, and concerning clearing banks
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| THE DETAILED RULES OF KDPW |
valid as of 24 April, 2017 |
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| THE REGISTRATION PROCEDURES |
valid as of 24 April, 2017 |
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| THE TRADE REPOSITORY RULES |
valid as of 1 August, 2016 |
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| THE RULES OF ENTITY IDENTIFIERS |
valid as of 8 May, 2017 |
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| THE RULES OF THE KDPW COURT OF ARBITRATION |
valid as of 4 September, 2015 |
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| THE RULES OF OPERATION OF THE COMPENSATION SCHEME |
valid as at 1 April, 2015 |
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| Legal acts governing corporate regulations: |
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valid as of 18 September, 2015 |
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